SEC Advisor Search Basics

Who can you search on? The United States Security and Exchange Commission (SEC) provides a searchable database with detailed information on three kinds of investment advisers: Investment Adviser Representatives (IARs) Investment Adviser Firms Exempt Reporting…


Do you need an investment advisor?

The short and simple answer is no, you donโ€™t need an investment advisor. Given enough time and motivation, anyone should be able to learn the basics of investing on their own. You could read up on index…