SEC Investment Adviser Public Disclosure (IAPD) Database Registered investment advisors (RIAs) and investment firms who manage over $100 million in assets must register with the U.S. Securities and Exchange Commission.SEC IAPD search FINRA BrokerCheck Database…
Read MoreWho can you search on? The United States Security and Exchange Commission (SEC) provides a searchable database with detailed information on three kinds of investment advisers: Investment Adviser Representatives (IARs) Investment Adviser Firms Exempt Reporting…
The short and simple answer is no, you donโt need an investment advisor. Given enough time and motivation, anyone should be able to learn the basics of investing on their own. You could read up on index…